UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-A

 


 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 


 

OptiNose, Inc.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

42-1771610

(State of incorporation
or organization)

 

(IRS Employer
Identification No.)

 

 

 

1020 Stony Hill Road, Suite 300, Yardley, PA

 

19067

(Address of principal executive offices)

 

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered

 

Name of each exchange on which
each class is to be registered

Common Stock, $0.001 par value

 

The Nasdaq Stock Market LLC

 


 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

 

If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  o

 

Securities Act registration statement file number to which this form relates: 333-220515

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

 

 



 

Item 1.         Description of Registrant’s Securities to Be Registered.

 

A description of the common stock, par value $0.001 per share, of OptiNose, Inc., a Delaware corporation (the “Registrant”), is set forth under the heading “Description of Capital Stock” contained in the Registrant’s Registration Statement on Form S-1 (File No. 333-220515), originally filed with the Securities and Exchange Commission on September 18, 2017, as subsequently amended, and is hereby incorporated herein by reference. The description of the common stock included in any form of prospectus subsequently filed by the Registrant pursuant to Section 424(b) of the Securities Act of 1933, as amended, shall also be deemed to be incorporated herein by reference.

 

Item 2.         Exhibits.

 

Pursuant to the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

 

 

OPTINOSE, INC.

 

 

 

 

By:

/s/ Peter K. Miller

 

Name:

Peter K. Miller

 

Title:

Chief Executive Officer

 

Date: October 10, 2017

 

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