* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
CUSIP No. 68404V100 | 13G | Page 1 of 7 Pages |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) William F. Doyle | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☐ | |||
3. | SEC USE ONLY | |||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION United States | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 4,530,855(1) | ||
6. | SHARED VOTING POWER -0- | |||
7. | SOLE DISPOSITIVE POWER 4,530,855(1) | |||
8. | SHARED DISPOSITIVE POWER -0- | |||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,530,855 | |||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐ | |||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.5% (2) | |||
12. | TYPE OF REPORTING PERSON (see instructions) IN |
(1) | Includes (i) 10,547 shares of common stock subject to warrants held by Mr. Doyle that are exercisable within 60 days of November 28, 2017, and (ii) 1,488,366 shares of common stock subject to warrants held by TKWD Ventures LLC that are exercisable within 60 days of November 28, 2017. |
(2) | Based on a total of 37,817,713 shares of common stock outstanding, as reported by the Issuer in its Quarterly Report on Form 10-Q for the period ended September 30, 2017 and filed with the SEC November 27, 2017. |
CUSIP No. 68404V100 | 13G | Page 2 of 7 Pages |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) WFD Ventures LLC | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☐ | |||
3. | SEC USE ONLY | |||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 4,501,505(1) | ||
6. | SHARED VOTING POWER -0- | |||
7. | SOLE DISPOSITIVE POWER 4,501,505(1) | |||
8. | SHARED DISPOSITIVE POWER -0- | |||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,501,505 | |||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐ | |||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.5% (2) | |||
12. | TYPE OF REPORTING PERSON (see instructions) OO |
(1) | Includes 1,488,366 shares of common stock subject to warrants held by TKWD Ventures LLC that are exercisable within 60 days of November 28, 2017. |
(2) | Based on a total of 37,817,713 shares of common stock outstanding, as reported by the Issuer in its Quarterly Report on Form 10-Q for the period ended September 30, 2017 and filed with the SEC November 27, 2017. |
CUSIP No. 68404V100 | 13G | Page 3 of 7 Pages |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) TKWD Ventures LLC | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☒ (b) ☐ | |||
3. | SEC USE ONLY | |||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -0- | ||
6. | SHARED VOTING POWER 4,501,505(1) | |||
7. | SOLE DISPOSITIVE POWER -0- | |||
8. | SHARED DISPOSITIVE POWER 4,501,505(1) | |||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,501,505 | |||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐ | |||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.5% (2) | |||
12. | TYPE OF REPORTING PERSON (see instructions) OO |
(1) | Includes 1,488,366 shares of common stock subject to warrants held by TKWD Ventures LLC that are exercisable within 60 days of November 28, 2017. |
(2) | Based on a total of 37,817,713 shares of common stock outstanding, as reported by the Issuer in its Quarterly Report on Form 10-Q for the period ended September 30, 2017 and filed with the SEC November 27, 2017. |
CUSIP No. 68404V100 | 13G | Page 4 of 7 Pages |
(a) | ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | ☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | ☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
CUSIP No. 68404V100 | 13G | Page 5 of 7 Pages |
(g) | ☐ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
(h) | ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | ☐ Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
CUSIP No. 68404V100 | 13G | Page 6 of 7 Pages |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
CUSIP No. 68404V100 | 13G | Page 7 of 7 Pages |
TKWD Ventures LLC By: WFD Ventures LLC, its General Partner | ||
By: | /s/ William F. Doyle | |
Name: William F. Doyle | ||
Title: Managing Director |
WFD Ventures LLC | ||
By: | /s/ William F. Doyle | |
Name: William F. Doyle | ||
Title: Managing Director |
/s/ William F. Doyle | ||
William F. Doyle |
TKWD Ventures LLC By: WFD Ventures LLC, its General Partner | ||
By: | /s/ William F. Doyle | |
Name: William F. Doyle | ||
Title: Managing Director |
WFD Ventures LLC | ||
By: | /s/ William F. Doyle | |
Name: William F. Doyle | ||
Title: Managing Director |
/s/ William F. Doyle | ||
William F. Doyle |